Finra

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FINRA (Financial Industry Regulatory Authority Inc.) is one of the largest independent regulators for various securities firms in the United States. The company provides a number of solutions, such as writing/enforcing rules, informing/educating the public and providing trade report analysis. Additionally, it renders market regulations for different stock markets, which include the New York Stock Exchange, NYSE Amex, NASDAQ Stock Market and International Securities Exchange. FINRA (Financial Industry Regulatory Authority Inc.) oversees nearly 4,620 brokerage firms and approximately 636,340 registered securities representatives.