We are a boutique financial services consulting firm located in Chicago, IL. The firm was founded by Paul Bachtold, a prior senior compliance professional with over 13 years of diversified investment management regulatory experience. Since our inception in April of 2008, we have been providing regulatory risk management and operational compliance controls for small to medium sized registered investment advisors, broker dealers and hedge funds.
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More Business Info

Hours
Regular Hours
Mon - Fri:
Sat - SunClosed
Neighborhoods
Central Chicago, Near North Side
Associations
FINRA
Category
Business Management
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