Experienced team of compliance professionals.
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Regulatory compliance services.

Hours
Regular Hours
Mon - Fri:
Services/Products
We provide investment advisory firms with regulatory compliance services. We register investment advisers with the SEC. FINRA. CFTC. NFA. And state securities boards. We design and implement compliance programs and ACT AS an OUTSOURCED chief compliance officer. We Also offer compliance training. Mock regulatory exams. Program analysis. And other services.
Location
Dallas Texas
Languages
English, French, Spanish
Category
Investment Management
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