Compliance Exchange Group
150 Motor Pkwy Ste 401, Hauppauge, NY 11788
Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way.
Services Include:
Broker-Dealer Compliance Consulting
Broker-Dealer Registration Services
Broker-Dealers for Sale
Starting a Broker-Dealer
Buying a Broker-Dealer
Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services
Financial and Operations Principal (FinOP) Services
Series 24, 27, 29, 53, and 4 Licenses Support
Registered Options Principal (ROP) Services
More Business Info
- Hours
- Regular Hours
Mon - Fri: Sat - Sun Closed - Location
- Hauppauge Corporate Center
- Other Link
- Categories
- Business Brokers, Business Coaches & Consultants, Financial Planning Consultants, Investments